Original HRC document

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Document Type: Final Report

Date: 2016 Jul

Session: 33rd Regular Session (2016 Sep)

Agenda Item: Item3: Promotion and protection of all human rights, civil, political, economic, social and cultural rights, including the right to development

GE.16-11363 (E) 180716



Human Rights Council Thirty-third session

Agenda item 3

Promotion and protection of all human rights, civil,

political, economic, social and cultural rights,

including the right to development

Report of the Special Rapporteur on contemporary forms of slavery, including its causes and consequences

Note by the Secretariat

The Secretariat has the honour to transmit the report of the Special Rapporteur on

contemporary forms of slavery, including its causes and consequences, prepared pursuant to

Human Rights Council resolution 24/3. In the report, the Special Rapporteur investigates

the issue of debt bondage as a key form of contemporary slavery across the world. She

outlines the legal definition of debt bondage, before discussing trends in prevalence within

different regions. She then goes on to discuss the key drivers of debt bondage and

challenges in eradicating it. Finally, the Special Rapporteur outlines her vision for an

integrated, human rights-based approach to the full eradication and prevention of debt

bondage and develops recommendations for Member States on the implementation of such

an approach.

United Nations A/HRC/33/46

2 GE.16-11363

Report of the Special Rapporteur on contemporary forms of slavery, including its causes and consequences

Contents

Page

I. Introduction ................................................................................................................................... 3

II. Legal characterization and definition of debt bondage.................................................................. 4

III. Trends in the prevalence of debt bondage ..................................................................................... 5

A. Global ................................................................................................................................... 5

B. Regional ................................................................................................................................ 5

C. Migrant workers and debt bondage ....................................................................................... 12

IV. Examples of national measures designed to eradicate and prevent debt bondage ......................... 13

A. Constitutional provisions relating to debt bondage ............................................................... 13

B. Debt bondage legislation, policies and programmes............................................................. 13

V. Key drivers of debt bondage and challenges in relation to its full eradication .............................. 15

A. Drivers .................................................................................................................................. 15

B. Main challenges in eradicating debt bondage ....................................................................... 16

VI. Developing an integrated, human rights–based approach to eradicating and preventing

debt bondage ................................................................................................................................. 17

VII. Conclusions and recommendations ............................................................................................... 18

A. Conclusions .......................................................................................................................... 18

B. Recommendations to Member States .................................................................................... 19

GE.16-11363 3

I. Introduction

1. The present report is submitted by the Special Rapporteur on contemporary forms of

slavery, including its causes and consequences, Urmila Bhoola, pursuant to Human Rights

Council resolution 24/3.

2. Since her presentation to the Human Rights Council at its thirtieth session, in

September 2015, the Special Rapporteur has made country visits to Nigeria and El

Salvador. The visit to Nigeria was made in conjunction with the Special Rapporteur on the

right of everyone to the enjoyment of the highest attainable standard of physical and mental

health and the Special Rapporteur on the sale of children, child prostitution and child

pornography, and had the specific aim of assessing efforts made by the Government to

assist in rehabilitating and reintegrating women and children who had escaped or been

liberated from Boko Haram captivity. The Special Rapporteur on the right of everyone to

the enjoyment of the highest attainable standard of physical and mental health presented the

report summarizing the findings of that visit (A/HRC/32/32/Add.2) to the Human Rights

Council at its thirty-second session. The Special Rapporteur on contemporary forms of

slavery, including its causes and consequences, also visited El Salvador to investigate the

prevalence of contemporary slavery there and efforts made by the Government to prevent

and eradicate the phenomenon. The report summarizing the findings of that visit

(A/HRC/33/46/Add.1) is issued as an addendum.

3. In addition to undertaking the above-mentioned country visits, the Special

Rapporteur has participated in a wide range of international conferences and initiatives

relating to the prevention and eradication of contemporary forms of slavery. For example,

she attended the Global Child Forum on Southern Africa, in September 2015; a United

Nations Office on Drugs and Crime workshop, in November 2015 in Dakar; and the

International Day for the Abolition of Slavery, in December 2014 at United Nations

Headquarters. Furthermore, on 26 and 27 November 2015, the Special Rapporteur

participated in the first African Girls’ Summit on Ending Child Marriage in Africa, together

with the Special Rapporteur on violence against women, its causes and consequences.

During that event, she took part in panel discussions and plenary sessions, as well as in a

meeting that brought together a number of non-governmental organizations and over 50

young girls who had been subjected to forced marriage. The Special Rapporteur was also

appointed a partner of the International Labour Organization’s 50 for Freedom campaign to

promote ratification of the Protocol of 2014 to the Forced Labour Convention, 1930 (No.

29) and participated in a number of advocacy activities related to the campaign in South

Africa and Zambia, as well as in Geneva. She also took part in a United Nations University,

Government of Liechtenstein and Freedom Fund campaign to increase criminal penalties

and access to justice in the area of contemporary slavery.

4. In order to produce the present report on global trends in relation to debt bondage,

the Special Rapporteur prepared a questionnaire and circulated it to Member States and

other stakeholders. Analysis of the questionnaires, as well as desk-based research, informed

the report. Additional information supporting the findings of the Special Rapporteur’s

report, as well as a full list of the sources consulted, is included in an annex that can be

found on the web pages of the Special Rapporteur on contemporary forms of slavery, its

causes and consequences.1

1 See www.ohchr.org/EN/Issues/Slavery/SRSlavery/Pages/SRSlaveryIndex.aspx.

4 GE.16-11363

II. Legal characterization and definition of debt bondage

5. The practice of debt bondage, also known as bonded labour, is one of the four

practices similar to slavery or forms of servitude that are addressed in the Supplementary

Convention on the Abolition of Slavery, the Slave Trade and Institutions and Practices

Similar to Slavery, of 1956. Although servitude in international law has not been defined by

an international instrument and the distinction between servitude and slavery has not been

fully established, it has been considered that “servitude should be understood as human

exploitation falling short of slavery. That is to say, such exploitation which does not

manifest powers which would normally be associated with ownership, whether de jure or

de facto”.2 Debt bondage is a type of servitude but can also be characterized as slavery if

characteristics denoting ownership are present. Furthermore, debt bondage can also be

classified as forced labour under the International Labour Organization (ILO) Forced

Labour Convention, 1930 (No. 29). That Convention establishes debt bondage as “work or

service which is exacted from any person under the menace of any penalty and for which

the said person has not offered himself voluntarily”. Although debt bondage is not included

in the definition of forced labour, there is a general consensus that the two practices

overlap.

6. People enter the status or condition of debt bondage when their labour, or the labour

of a third party under their control, is demanded as repayment of a loan or of money given

in advance, and the value of their labour is not applied towards the liquidation of the debt or

the length of the service is not limited and/or the nature of the service is not defined.

Consequently, bonded labourers are often trapped into working for very little remuneration,

or in some cases none, to repay the loan or advance, even though the value of their labour

exceeds that sum of money.

7. In situations of debt bondage, the power imbalance between the employer (or

creditor) and the worker often increases the worker’s vulnerability to further human rights

abuses. Employers and creditors are reported to adjust interest rates, to make further

deductions arbitrarily as penalties for perceived poor performance, and/or to charge high

prices for basic goods or working tools resulting in an increase of the debt and the

perpetuation of deeply exploitative situations. Furthermore, bonded labourers are often

subjected to physical and psychological abuse, to abusive conditions of work, such as long

working hours, to dangerous and unhealthy work, and to severe restrictions on their

freedom of movement, including in relation to changing employment. Children in debt

bondage can be particularly vulnerable to additional violations of their human rights, as

they lack access to education as well as to opportunities to participate in cultural and

recreational activities.

8. The definition of debt bondage in the Supplementary Convention on the Abolition of

Slavery, the Slave Trade and Institutions and Practices Similar to Slavery is sufficiently

broad to cover the situation of workers trapped in debt bondage in systemic, archaic, feudal

systems of slave-labour exploitation, as well as that of migrant workers from developing

countries who leave their countries accruing debt to cover the costs associated with

recruitment. Debt bondage is closely related to a number of forms of exploitation, including

forced labour, the abuse of migrant workers, trafficking, and the worst forms of child

labour. It has been observed that debt bondage is an area in which the relationship between

trafficking and forced labour practices is particularly strong. Debt is considered to be a key

2 Jean Allain, “On the curious disappearance of human servitude from general international law”,

Journal of the History of International Law, vol. 11 (2009), p. 304.

GE.16-11363 5

source of vulnerability to trafficking and is one of the mechanisms used to force victims to

work in exploitative or abusive conditions.

III. Trends in the prevalence of debt bondage

A. Global

9. Debt bondage occurs worldwide and is not confined to any one country or region

and it occurs across various sectors of the economy. A global trend can be seen whereby

vulnerable people, including those belonging to minority groups, indigenous people,

women, children, people determined as being of low caste, and migrant workers, are

disproportionately impacted by debt bondage. As will be discussed below, many victims of

debt bondage face multiple and intersecting sources of discrimination which make them

vulnerable to exploitation and abuse.

10. ILO estimated in 2012 that 20.9 million people worldwide were victims of forced

labour. These figures refer to all forms of forced labour, however given the close

interrelationship with debt bondage, the figures offer some insight into debt bondage

prevalence trends globally. The Asia-Pacific region accounts for the highest absolute

number of victims of forced labour: 11.7 million, or 56 per cent of the global total. The

second-highest number is in Africa, with 3.7 million (18 per cent), followed by Latin

America and the Caribbean, with 1.8 million (9 per cent). Developed economies and the

European Union account for 1.5 million victims of forced labour (7 per cent), while the

non-EU countries of Central, South-East and Eastern Europe and the countries of the

Commonwealth of Independent States have 1.6 million (7 per cent). In the Middle East,

there are an estimated 600,000 victims (3 per cent). ILO has noted that the average period

of time that victims spend in forced labour is approximately 18 months, with significant

variation according to the forms of forced labour and across regions. The ILO data also

illustrates that forced labour affects international migrants, internally displaced persons and

people in their home countries. ILO estimates that there are 9.1 million victims (44 per

cent) who have moved either internally or internationally, and 11.8 million (56 per cent)

who are subjected to forced labour in their place of origin or residence.3

B. Regional

Africa

11. In Africa, debt bondage has been reported in sectors such as mining and agriculture,

particularly in countries that are members of the Southern African Development

Community, such as the Democratic Republic of the Congo, Malawi, Zambia and

Zimbabwe.

12. The Democratic Republic of the Congo, Zambia and Zimbabwe have been identified

as being home to adults and children who are subjected to debt bondage or trafficking while

working in the mining sector.4 Forced labour in the mining sector has been reported to

3 International Labour Organization, ILO Global Estimate of Forced Labour: Results and Methodology

(2012), pp. 13, 16 and 17. Available from

www.ilo.org/wcmsp5/groups/public/@ed_norm/@declaration/documents/publication/wcms_182004.

pdf.

4 ILO, “Draft report on forced labour and human trafficking in the Southern African Development

Community”, paper prepared for the Subregional Conference on the Ratification and Implementation

6 GE.16-11363

involve multinational corporations that work on the extraction of precious metals or

minerals. In the Kivu provinces in the east of the Democratic Republic of the Congo, debt

bondage has been reported as one of the most common forms of contemporary slavery in

mines. Workers contract debts to purchase food, supplies and working tools when they start

working and continue to accrue debt in order to meet their basic needs. Most of the workers

in debt bondage in North Kivu province come from other eastern provinces.5

13. It has also been reported that indigenous peoples in the Democratic Republic of the

Congo are subjected to practices similar to slavery, including debt bondage, by the Bantu

majority. Indigenous peoples are often trapped in debt bondage by Bantu “masters” who

often sell them goods such as clothes, food and medicine at inflated prices and add

exorbitant rates of interest if the goods are not paid for on time and who demand their work

in return. It is also a common practice for the Bantu to create new debts in order to sustain

the exploitation of bonded labourers. For example, it has been reported that they provide

food to indigenous children and then add inflated costs to the debts of parents.6

14. In Malawi, situations of debt bondage are reported to be prevalent within the

tobacco industry.7 This sector is a major source of employment in Malawi and generates a

significant amount of income for the country. Tobacco is traditionally grown by farmers

who use waged workers, temporary workers and also tenants (workers to whom farmers

provide land, food and housing and to whom they loan agricultural tools, the costs of which

are deducted from future profits). The relationship between tenants and estate or farm

owners has been reported to be largely exploitative, leading to a situation of debt bondage.

The costs charged to tenants by the estate or farm owners exceed the amount received from

tobacco sales due to manipulation of the debts. This leads to tenants, who are reportedly

predominantly male, and their families, becoming trapped in situations of debt bondage. In

2013, the Special Rapporteur on the right to food estimated that 300,000 tobacco tenant

families were living in extremely precarious situations in Malawi (see A/HRC/25/57/Add.1,

para. 47). Since 1995, the Government has made several attempts to enact a specific law on

tenancy labour but has yet not successfully developed such legislation. A tenancy labour

bill was first drafted in 1995, and the latest version, from 2012, is still under debate.8

Asia

15. The practice of debt bondage in South Asia is reported to be widespread, particularly

in India, Pakistan, Bangladesh and Nepal.9 The existence of debt bondage has also been

of the New ILO Protocol on Forced Labour, Lusaka, 17 and 18 November 2015, p. 38. Available

from www.ilo.org/wcmsp5/groups/public/---africa/---ro-

addis_ababa/documents/publication/wcms_425974.pdf.

5 Free the Slaves, “The Congo report: slavery in conflict minerals”, June 2011, pp. 11 and 14-16.

Available from www.freetheslaves.net/wp-content/uploads/2015/03/The-Congo-Report-English.pdf.

6 African Commission on Human and Peoples’ Rights and the International Work Group for

Indigenous Affairs, Report of the African Commissions Working Group on Indigenous

Populations/Communities: Research and Information Visit to the Democratic Republic of Congo,

9-25 August 2009, p. 76. The report was adopted by the African Commission on Human and Peoples’

Rights, in 2011. Available from www.iwgia.org/iwgia_files_publications_files/0555_RDC-

ENGELSK.pdf; and Anti-Slavery International, Arrested Development: Discrimination and Slavery

in the 21st Century (2008), p. 24. Available from

www.antislavery.org/includes/documents/cm_docs/2009/a/arresteddevelopment.pdf.

7 Submission from the Eliminating Child Labour in Tobacco Growing Foundation; and

submission from ILO, “A rapid assessment of the tobacco sector in Malawi” (2015), p. 9.

8 ILO, “A rapid assessment of the tobacco sector in Malawi”, pp. 25-29.

9 Siddharth Kara, Bonded Labor: Tackling the System of Slavery in South Asia (New York, Columbia

University Press, 2012), pp. xiii and 6.

GE.16-11363 7

reported in Afghanistan and Sri Lanka. However the majority of those in debt bondage are

reported to be in India, Pakistan, Bangladesh and Nepal, despite the specific prohibition on

such practices within the legal frameworks of these countries. Those who are trapped in

debt bondage in South Asia are reportedly predominantly Dalits, persons of “low” caste,

indigenous peoples10 or members of other minority groups.11

16. In traditional forms of debt bondage in South Asia, patronage assumes an important

role in the employer-employee relationship, in that the labour and the life of the debtor

become collateral for the debt accrued. In some cases, such patronage perpetuates the cycle

of debt from one generation to the next. 12

However, this generational debt bondage has

decreased over the years and has been replaced by a more individualized temporary and/or

seasonal form of bondage that is exclusively economic and lacks the dimension of

patronage. This form of debt bondage, also known as “neo-bondage”, is considered to

involve the seasonal movement of migrant workers within and between countries. Such

workers are recruited by intermediaries who usually demand the payment of an advance

and the settlement of wages at the end of the contract in exchange for their intermediation.

Neo-bondage is similar to traditional forms of bondage, in the sense that the men, women

and children vulnerable to such practices mainly belong to marginalized communities.

17. Women and children often become trapped in situations of bonded labour because of

debt contracted by an authoritative member of the family or as a result of the family’s

status. Children can also enter into bonded labour by inheriting a debt from a parent or

other family member or they can be pledged individually to work in various sectors. The

individual pledging of children has been identified as a phenomenon characterized by the

recruitment of children through intermediaries who give their parents an advance. Such

women and children are often vulnerable to physical and sexual abuse from employers.

Cases of abduction of family members have been reported as a result of labourers seeking

help to achieve release from bondage. 13

Indirect bondage is prevalent in sectors such as

agriculture and the brick kiln industry, in which women and children are reportedly bonded

through the male household head. 14

Women and children can also often be bonded in their

own right, for example in domestic work, fish processing, silk farming, bangle production,

or carpet making and weaving.

18. In India, debt bondage is geographically widespread and has been reported to be

prevalent in sectors such as the brick kiln industry, stone quarries, mining, manufacturing

of beedi (Indian cigarettes), carpet weaving, construction, agriculture, power looms and

cotton handlooms, as well as fish processing. 15

Such practices are reported to be present in

10 In South Asia, this term includes those categorized as “tribals” (also known as adivasi) or, by Indian

law, as “scheduled tribes”.

11 Anti-Slavery International, Arrested Development: Discrimination and Slavery in the 21st Century,

pp. 5 and 6.

12 Kevin Bales and Peter Robbins, “No one shall be held in slavery or servitude: a critical analysis of

international slavery agreements and concepts of slavery”, Human Rights Review, vol. 2 (January-

March 2001), pp. 34 and 35; and

Shikha Sethia, “Bonded labourers”, India Exclusion Report 2013-14 (Books for Change, 2014), p.

206. Available from www.indianet.nl/pdf/IndiaExclusionReport2013-2014.pdf.

13 Submission from Anti-Slavery International.

14 ILO, A Global Alliance Against Forced Labour: Global Report under the Follow-up to the ILO

Declaration on Fundamental Principles and Rights at Work 2005, p. 32. Available from

www.ilo.org/wcmsp5/groups/public/@ed_norm/@declaration/documents/publication/wcms_081882.

pdf.

15 Supreme Court of India, Writ Petition (Civil) No. 3922 of 1985. Available from

http://supremecourtofindia.nic.in/outtoday/3922.pdf; and

8 GE.16-11363

both the formal and the informal sectors. A survey conducted in 10 States in 1978 and 1979

by the Gandhi Peace Foundation and the National Labour Institute, which remains the most

detailed survey on debt bondage, estimated the total number of bonded labourers in the

agricultural sector at 2.62 million. 16

The majority of people who are in debt bondage are

Dalits, of “low” caste, or indigenous peoples — also referred to as members of the

scheduled castes and scheduled tribes. 17

19. In the western and central parts of Tamil Nadu, a high number of adolescent girls

reportedly work as bonded labourers under the sumangali scheme 18

in textile mills and

garment factories, which is a major hub in the global knitwear sector that supplies

international brands. 19

The majority of these workers are reported to belong to Dalit

communities and are aged between 14 and 18 years. 20

Debt bondage is also reported in

power loom workshops located in the Tiruppur region of Tamil Nadu, which produce

woven cloth both for domestic manufacturers and for global suppliers. Those affected by

debt bondage in this region are reported to include members of Dalit communities and other

poor communities and to include both men and women. Furthermore, some non-agricultural

industries in which debt bondage among children is reported to exist include carpet

weaving, beedi making, silk production, silk sari production, the brick kilns and stone

quarries. 21

20. In Pakistan, debt bondage has been reported in industries such as the brick kilns,

agriculture, fisheries, mining, carpet weaving and glass bangle production, among others. 22

Debt bondage is primarily concentrated in the provinces of Sindh and Punjab in agriculture,

and in the brickmaking industry where often entire families are held in bondage. Landless

sharecroppers (haris) in Sindh and brickmakers (patheras) in Punjab are the most affected

by debt bondage. It has been reported that bonded labourers are often held in captivity by

National Human Rights Commission, Know Your Rights: Bonded Labour (2010), p. 3. The

Commission noted the following in 2010 regarding the sectors of the economy where bonded labour

is prevalent: “High incidence of bonded labour in the agriculture sector is found in the States of

Andhra Pradesh, Bihar, Haryana, Karnataka, Maharashtra, Orissa, Punjab, Tamil Nadu and Madhya

Pradesh. In the non-agriculture sector, it is prevalent in brick kilns, stone quarries, beedi

manufacturing, carpet weaving, match and fireworks industry, pottery, construction projects and

bonded child labour in the sericulture processing industry. Migrant bonded labour involving States

such as Bihar, Jharkhand, Chattisgarh, Tamil Nadu, Madhya Pradesh, Orissa, Rajasthan, present a

heightened form of deprivation and exploitation often amounting to bonded labour system. Domestic

workers, jogins and devdasis are subjected to exploitation in the form of bonded labour system”.

16 Ghandi Peace Foundation and National Labour Institute, National Survey on the Incidence of Bonded

Labour: Preliminary Report (New Delhi, 1979). Cited in India Exclusion Report 2013-14, pp. 205

and 217 (footnote 8). 17 Submission from Anti-Slavery International; submission from Prayas Centre for Labour Research and

Action; submission from Jeevika Trust.

18 Submission from Rights Education and Development Centre and Dalit Solidarity Network United

Kingdom. The sumangali scheme is considered to be a form of modern slavery and bonded labour,

which has been a particularly regular practice for the past 10 years in the textile industry of Tamil

Nadu. Adolescent girls are recruited from their villages by brokers/agents, who pay an advance

payment and then promise a considerable lump sum at the end of the contract. Often the wages

received by the girls either at the end of the “contract” or paid on a weekly or monthly basis are used

to cover expenses inside the work premises (e.g. food and housing costs).

19 Submission from Anti-Slavery International.

20 SOMO, Captured by Cotton: Exploited Dalit Girls Produce Garments in India for European and US

Markets (May 2011), p. 14. Available from www.somo.nl/publications-en/Publication_3673.

21 Shikha Sethia, “Bonded labourers”, India Exclusion Report 2013-14, p. 208.

22 Human Rights Commission of Pakistan, State of Human Rights in 2011, p. 204.

Available from http://hrcp-web.org/hrcpweb/wp-content/pdf/AR2011-A.pdf.

GE.16-11363 9

armed guards or their family members are held as hostages, severely limiting the freedom

of movement both of the bonded labourers and of their families. 23

The estimates reported

by the Human Rights Commission of Pakistan pertaining to the period from 2011 to 2014

on the number of releases of bonded labourers ordered by courts in Sindh indicate that the

largest number of releases occurred in the districts of Mirpur Khas, Sanghar and Umerkot.

Furthermore, natural disasters such as the monsoon floods in 2010 have had a negative

impact on the levels of debt bondage in agriculture and have increased migration-based

bonded labour in numerous sectors such as construction and brickmaking. 24

Debt bondage

in Pakistan is mainly found among minorities, such as non-Muslims (Hindus or Christians)

or Muslims who have converted from Hinduism. 25

21. In Nepal, bonded labour can be found in sectors such as agriculture, cattle rearing,

domestic labour, the brick kiln industry, embroidered textiles and the stone-breaking

industry. 26

A United Nations assessment carried out in 2011 suggested that 547,000

individuals in Nepal were in forced and bonded labour. 27

A large proportion of bonded

labourers were reported to be involved in traditional forms of agricultural bonded labour,

such as haruwa-charuwa, 28

haliya 29

or kamaiya. 30

The majority of kamaiya labourers were

released following the declaration in 2000 that abolished the system and the enactment of

the Bonded Labour (Prohibition) Act, 2058 (2002). 31

However, traces of the kamaiya

system still remain, particularly where government action aimed at identification, release

and rehabilitation has not reached those affected. In 2008 the Government abolished the

haliya system and cancelled the debts of haliya bonded labourers, but in the absence of a

comprehensive rehabilitation programme some reportedly remain trapped in debt bondage.

A study conducted by ILO between 2008 and 2010 addressing forced labour of adults and

children in agriculture, with a particular focus on the haruwa-charuwa system in central

23 Human Rights Commission of Pakistan, State of Human Rights in 2013, p. 82. Available from

http://hrcp-web.org/publication/book-genre/annual-reports/.

24 Siddharth Kara, Bonded Labor: Tackling the System of Slavery in South Asia (New York, Columbia

University Press, 2012), p. 71.

25 Submission from Gulshan-e-John; submission from Green Rural Development Organization; and Aly

Ercelawn and Muhammad Nauman, Pakistan Institute of Labour Education and Research, “Bonded

labour in Pakistan: an overview”, working paper (ILO, 2001), pp. 3-7.

26 Walk Free Foundation, Global Slavery Index 2013, p. 50.

27 United Nations country team in Nepal (2011), A Country Analysis with a Human Face, updated

February 2013, p. 32. Available from http://un.org.np/reports/country-analysis-2011.

28 Ibid. The haruwa/charuwa labourer (tiller and cattle herder) is employed on a daily, weekly or

monthly basis with various types of employment contract, oral or written. These contract agreements

often provide for work in exchange for land or for a portion of the harvest, or for work against an

annual payment or to pay the interest on a loan. Furthermore, the labourer’s wife and children may

also be obliged to work for the landowner, under pressures or threats such as being obliged to pay off

their loans promptly, being excluded from sharecropping, being refused a loan in times of crisis, and

violence.

Also: ILO, Forced Labour of Adults and Children in the Agriculture Sector of Nepal (ILO Country

Office for Nepal, 2013), series No. 11, p. xiii. Available from

https://www.dol.gov/ilab/reports/pdf/Nepal_FL%20of%20Adults%20&%20Children%20in%20the%

20Agriculture%20S.pdf.

29 United Nations country team in Nepal (2011). Haliya (agricultural labourers) are landless workers

indebted to their landlords by custom and by debts that have not yet been repaid, sometimes over

generations. Consequently, they receive no pay in return for the agricultural and domestic labour that

they carry out. Some are allowed to migrate to India during the off-season to earn money to pay their

debts. The system is prevalent in the Far Western Hill districts.

30 The kamaiya system involved an agricultural labourer becoming bonded by receiving a loan from the

landlord at the beginning of the work relationship.

31 Submission from Anti-Slavery International.

10 GE.16-11363

and eastern Tarai and the haliya system in the far western hills, found that haruwa-charuwa

and haliya households accounted for 72 per cent of adults in forced labour. 32

The ILO study

also estimated that 33.5 per cent of the 89,545 working children aged from 5 to 17 were in

forced labour, 62 per cent of whom were male and 38 per cent of whom were female. The

vast majority of bonded labourers in Nepal are reported to be Dalits, persons of “low” caste,

indigenous peoples or members of religious minorities. 33

Latin America

22. In Latin America, debt bondage mainly affects marginalized communities, including

those impacted by poverty, indigenous peoples, those living in rural areas and persons of

African descent. Victims of debt bondage are often recruited to work within their own

locality or transported to areas where there are new commercial developments. They work

in a range of industries, including production of charcoal and pig iron, timber processing

and agriculture. 34

Debt bondage has been reported in countries such as the Plurinational

State of Bolivia, Guatemala and Peru, where there are high proportions of indigenous

peoples. 35

23. Most of the bonded labour documented in these countries is of short duration and

thus resembles the “neo-bondage” described above.36 Workers are usually bonded for a

season; only in a few cases do they remain bonded for a longer period. The recruitment of

workers is generally carried out through labour contractors or intermediaries who give

workers advances and promise them decent remuneration and favourable labour conditions.

Furthermore, the initial debts incurred by workers through the advances provided at the

time of recruitment often continue to increase due to unexplained wage deductions or to

credit used at stores run by employers to buy subsistence goods that are frequently sold at

inflated prices. In some cases, the geographical isolation of labour sites and the fact that

employers prevent any exchanges between workers and outside traders leaves workers with

no alternatives. Children and women reportedly help their male family members in the

performance of tasks or provide free domestic services to the landlord.

24. In Peru, debt bondage is reported to occur in the illegal logging and timber

extraction industries, with mestizos (individuals of mixed colonial and indigenous descent)

and indigenous peoples in the Peruvian Amazon commonly victimized. 37

Two forms of

forced labour in logging activities have been identified in the Amazon. The first involves

indigenous workers being contracted to perform activities in their own communities,

whereas the second sees indigenous and mestizo workers being hired to work in logging

camps owned by timber bosses. Enforcement of the arrangements between workers and

32 ILO, Forced Labour of Adults and Children in the Agriculture Sector of Nepal (ILO Country Office

for Nepal, 2013), series No. 11, pp. 59 and 60.

33 Submission from Anti-Slavery International.

34 ILO, The Cost of Coercion: Global Report under the Follow-up to the ILO Declaration on

Fundamental Principles and Rights at Work, International Labour Conference, ninety-eighth session

(2009), report I (B), pp. 8 and 19. Available from www.ilo.org/wcmsp5/groups/public/---ed_norm/---

declaration/documents/publication/wcms_106268.pdf; and

submission from ILO.

35 See http://www.cepal.org/en/infografias/los-pueblos-indigenas-en-america-latina.

36 Eduardo Bedoya Garland, Alvaro Bedoya Silva‐Santisteban and Patrick Belser, “Debt bondage and ethnic discrimination in Latin America”, in Forced Labor: Coercion and Exploitation in the Private

Economy, Beate Andrees and Patrick Belser, eds. (Boulder, Colorado; Lynne Rienner Publishers,

ILO; 2009), pp. 42 and 45.

37 Eduardo Bedoya Garland and Alvaro Bedoya Silva-Santisteban, “El trabajo forzoso en la extracción

de la madera en la Amazonía peruana”, working paper (Geneva, ILO, 2005), p. ix; and

Bhavna Sharma, “Contemporary forms of slavery in Peru” (Anti-Slavery International, 2006), p. 3.

GE.16-11363 11

employers is in some cases ensured through threats and abuse, including physical

violence. 38

25. In the Plurinational State of Bolivia, bonded labour has been reported among the

indigenous Guaranis in the Chaco region and among indigenous workers and mestizos on

sugar plantations, and in relation to the production of Brazil nuts in the northern Amazon. 39

The indigenous Guaranis in the Chaco region are mainly involved in farming and ranching,

in activities such as the production of corn, beans, cassava, plantain and fruits, and fishing

and hunting. It is estimated that a large number of indigenous Guarani families in the

Bolivian Chaco are subjected to debt bondage and forced labour and are thus referred to as

“captive communities”. 40 Furthermore, every year during the sugar harvest, tens of

thousands of indigenous workers and their families, 41

recruited by intermediaries or

contractors through the enganche recruitment system, 42

migrate to Santa Cruz and Tarija.

26. In Paraguay, debt bondage has reportedly been observed among members of various

indigenous ethnic groups on traditional low-technology cattle farms located in remote areas

of the Chaco region. 43

Casual workers are hired for changa work — short-term work

clearing fields or bringing in the harvest, and receive very low pay or no pay for their work

after employers have deducted amounts from their wages corresponding to the items

purchased on credit at the estate shop. 44

Permanent workers are employed as playeros

(ranch hands) to perform a variety of tasks, such as cutting wood or milking the cows, and

in some cases due to the debts they have contracted are directly or indirectly held against

their will. ILO estimated in 2005 that a total of 8,000 indigenous workers could be victims

of debt bondage in Paraguay. 45

27. In Brazil, the highest incidence of what is commonly referred to as “slave labour”,

which includes the practice of debt bondage, 46

is found in industries associated with the

38 Eduardo Bedoya Garland, Alvaro Bedoya Silva‐Santisteban and Patrick Belser, “Debt bondage and ethnic discrimination in Latin America”, in Forced Labor: Coercion and Exploitation in the Private

Economy, p. 44.

39 Ibid.

40 Inter-American Commission on Human Rights, “Captive communities: situation of the Guarani

indigenous people and contemporary forms of slavery in the Bolivian Chaco”, 2009.

41 Eduardo Bedoya Garland and Alvaro Bedoya Silva‐Santisteban, “Enganche y servidumbre por deudas en Bolivia” (ILO, 2005), p. 1.

42 Inter-American Commission on Human Rights, “Captive communities: situation of the Guarani

indigenous people and contemporary forms of slavery in the Bolivian Chaco”, 2009, p. 7:

“According to a study by the ILO, the enganche system leads to a situation of debt bondage and

forced labour: To pay his debt, the farmer who receives an advance has no option other than to work

in the place determined by the enganchador (intermediary or contractor) … The farmer cannot repay

that advance with money, nor can he look for another recruiter who will give him more money, nor is

he in a position to seek other employment … The enganche, therefore, is a system of getting labour

that entails the worker’s loss of liberty and it takes place in the absence of a developed labour

market”.

Also: Eduardo Bedoya Garland and Alvaro Bedoya Silva‐Santisteban, “Enganche y servidumbre por deudas en Bolivia”, pp. 1 and 2.

43 Submission from Paraguay.

44 Eduardo Bedoya Garland and Alvaro Bedoya Silva-Santisteban, “Servidumbre por deudas y

marginación en el Chaco de Paraguay” (ILO, 2005), p. ix.

45 Ibid.

46 Slave labour is defined in art. 149 of the Brazilian Penal Code as reducing someone to a condition

analogous to that of a slave, namely subjecting a person to forced labour or to arduous working days,

or subjecting such a person to degrading working conditions or restricting, in any manner whatsoever,

his mobility by reason of a debt contracted in respect of the employer or a representative of that

employer. See Nicola Philips and Leonardo Sakamoto, “The dynamics of adverse incorporation in

12 GE.16-11363

production of commodities such as live cattle, soybean, cotton, sugar and coffee. 47

Other

products identified with slave labour include vegetable charcoal and ethanol. Some of the

regions reported to have a high incidence of slave labour include the states of Pará, Mato

Grosso, Maranhão, Tocantins and Bahia, which also have been identified as states with a

high incidence of violence and deforestation for cattle ranching. 48

Labour intermediaries

known as gatos usually recruit workers by offering them advance payments and free

transport to the work site. Once they have arrived, the labourers, most of whom are males

aged between 18 and 34, become indebted, as a result of items they buy on credit at the

canteens run by the employer, and the charges for working tools, accommodation and

transport.

C. Migrant workers and debt bondage

28. Debt bondage in the context of labour migration and trafficking is a trend that can be

seen across a number of countries and sectors. Migrant workers often become trapped in

situations of bondage by borrowing money at exorbitant interest rates to pay recruitment

fees or by taking an advance payment from intermediaries to secure work in the country of

destination. Once migrants arrive in the country of destination they are often forced to work

in harsh conditions to pay back debt they have accrued. Furthermore, workers are

commonly subjected to threats and physical abuse, and in some cases face severe

restrictions to their freedom of movement. The vast majority of people trafficked to

countries in North America, Europe and the Middle East and to other developed countries

are migrant workers who are trafficked into a variety of jobs including domestic work,

agricultural work, prostitution and factory work and are often controlled through debt

bondage and other mechanisms.

29. In the Middle East, migrant workers represent a significant portion of the labour

force in the Gulf Cooperation Council countries of Bahrain, Kuwait, Oman, Qatar, Saudi

Arabia and the United Arab Emirates, particularly in the private sector. The individual

sponsorship system, known as the kafalah system, which ties the employment and

residency of a worker to a specific employer, is considered to be an arrangement that

creates dependency of the worker on the employer and encourages abuses, including debt

bondage. The fees charged by recruitment agencies for travel arrangements, labour

contracts and other services trap migrant workers into bondage in their home countries.

Consequently, migrant workers are often indebted upon arrival in the country of

destination. Furthermore, practices such as the confiscation of passports, the non-payment,

underpayment or delayed payment of wages, and contract substitution are considered to

contribute to debt bondage. Those who are most susceptible to debt bondage in these

countries are Asians who work as migrant labourers and domestic servants.

30. Exploitation of migrant workers via debt bondage has also reportedly been seen in

South-East Asia. In Thailand, migrant workers, primarily from neighbouring countries

including Cambodia, the Lao People’s Democratic Republic and Myanmar, are reported to

have been subjected to deceptive recruitment practices that can lead to cases of debt

global production networks: poverty, vulnerability and ‘slave labour’ in Brazil”, Chronic Poverty

Research Centre working paper No. 175 (2011), p. 6. Available at

http://r4d.dfid.gov.uk/PDF/Outputs/ChronicPoverty_RC/WP175_Philips-Sakamoto.pdf.

47 Ibid., p. 12.

48 Leonardo Sakamoto, “‘Slave labour’ in Brazil”, in Forced Labor: Coercion and Exploitation in the

Private Economy, Beate Andrees and Patrick Belser, eds. (Boulder, Colorado; Lynne Rienner

Publishers, ILO; 2009), pp. 19 and 21.

GE.16-11363 13

bondage. 49

Workers are often lured to work on fishing boats free of charge and once they

start working are charged for the costs of recruitment and the travel expenses, with high

interest rates. 50

IV. Examples of national measures designed to eradicate and prevent debt bondage

31. A number of different countries have taken measures, including the development of

legislation, policies and programmes, to eradicate and prevent debt bondage and related

forms of servitude. Examples of these are discussed below, and additional material is

included in the annex.

A. Constitutional provisions relating to debt bondage

32. In South Asia, several countries have provisions in their national constitutions from

which further enacted legislation on debt bondage flows directly. For example, article 23 of

the Constitution of India prohibits trafficking in human beings, begar (debt bondage) and

other similar forms of forced labour, as an enforceable right. Article 11 of the Constitution

of Pakistan prohibits slavery and forced labour. Article 29 of the Constitution of Nepal

prohibits debt bondage and other forms of forced labour and specifies that an employer

contravening the prohibition must pay compensation. In Brazil, article 243 of the

Constitution provides for the expropriation of rural or urban property in which the use of

slave labour has been identified and its consignment to agrarian reform and social

housing. 51

B. Debt bondage legislation, policies and programmes

33. In South Asia, specific legislation on debt bondage and other relevant legislation to

combat debt bondage has been enacted in India, Nepal and Pakistan. In India, the Bonded

Labour System (Abolition) Act, 1976 abolishes the bonded labour system and discharges

every bonded labourer from any obligation to render labour related to debts. The Act also

prohibits the giving of advances to bonded labourers, obliges local governments to

rehabilitate freed bonded labourers and imposes a penalty on perpetrators of up to 3 years’

imprisonment and a fine of up to Rs. 2,000. The Act mandates the establishment of

vigilance committees at the district and subdivisional level, with a duty to provide for the

“economic and social rehabilitation” of bonded labourers. In addition, the Child Labour

(Prohibition and Regulation) Act, 1986 prohibits the participation of children under 14

years of age in certain kinds of hazardous employment and regulates the conditions of work

in other kinds of employment. Section 374 of the Indian Penal Code punishes compelling

any person to labour against the will of that person, and section 370 prohibits trafficking in

persons for the purpose of exploitation, which includes “physical exploitation or any form

of sexual exploitation, slavery or practices similar to slavery, servitude, or the forced

removal of organs”. The Scheduled Castes and Scheduled Tribes (Prevention of Atrocities)

Act, 1989 prohibits forced or bonded labour of a member of a scheduled caste or tribe.

49 Verité, “Recruitment practices and migrant labour conditions in Nestlé’s Thai shrimp supply chain: an

examination of forced labour and other human rights risks endemic to the Thai seafood sector”, p. 13.

50 Submission from Human Rights and Development Foundation.

51 ILO, “Application of international labour standards 2016 (I): report of the Committee of Experts on

the Application of Conventions and Recommendations”, p. 179.

14 GE.16-11363

34. Also in India, the Centrally Sponsored Scheme for Rehabilitation of Bonded

Labourers, introduced in 1978, establishes that the cost of rehabilitation grants is to be

assumed on an equal basis by the central Government and the states, and provides Rs.

20,000 in compensation per labourer.

35. In Nepal, the Bonded Labour (Prohibition) Act, 2058 (2002) abolished bonded

labour in the country. 52

The 2002 Act makes null and void all the debts contracted by

persons in debt bondage and requires the establishment of freed bonded labourer

rehabilitation and monitoring committees in a number of districts. The 2002 Act provides

for penalties and fines for perpetrators. In 2010, the Ministry of Land Reform and

Management presented a haliya system (prohibition) bill, setting out the rights of freed

haliya, and establishing a rehabilitation fund, a case litigation and appeal process, and

provision for punishment. However, the bill has not yet passed into law. In May 2011, the

Government issued the “Freed haliya rehabilitation and monitoring guidelines”, which

mandated district-level task forces to update the information on freed haliya and to

distribute identification cards to them within six months of their being identified.

36. In Pakistan, the Bonded Labour System (Abolition) Act, 1992 abolished bonded

labour throughout the country. The Act prohibits any loan or advance under the bonded

labour system, or compelling a person to render any form of forced labour. It also

extinguishes all obligations to repay any bonded debt and provides for 2 to 5 years’

imprisonment for perpetrators and/or the imposition of a fine of PRs. 50,000. The law

mandates provincial governments to set up district vigilance committees, for

implementation of the law and the rehabilitation of bonded labourers. The Bonded Labour

System (Abolition) Rules, 1995 established the responsibility of various implementing

agencies and mandated the setting up of a fund for the rehabilitation of freed bonded

labourers. In 2001, the Government developed the National Policy and Plan of Action for

the Abolition of Bonded Labour, in which the Government committed itself to eradicating

bonded labour and developing the rehabilitation fund. 53

37. In Mauritania, Act No. 2015-031 of 10 September 2015 criminalizes slavery and

punishes slavery-like practices including debt bondage. 54

The Act provides for the

possibility of third parties (those who have benefited from legal personality for at least five

years) taking legal action and being a party in the proceedings (section 23).

38. In Germany, subjecting a person under the age of 21 to debt bondage is penalized

under the Criminal Code (section 233 (1)) with a term of imprisonment of between 6

months and 10 years. 55

In Australia, the offence of debt bondage is penalized by 4 years’

imprisonment, under section 271.8 of the Criminal Code. 56

Furthermore, the Government of

Australia has adopted the National Action Plan to Combat Human Trafficking and Slavery

2015-2019, which includes actions to combat debt bondage. Other measures include the

setting up in 2015 of Task Force Cadena to tackle serious incidents of illegal work, visa

fraud and worker exploitation, with a focus on industries such as food production and

agriculture, and the establishment of the Ministerial Working Group Protecting Vulnerable

Visa Holders to consider policy options to protect vulnerable foreign workers in Australia.

52 Submission from Anti-Slavery International.

53 Pakistan Institute of Labour Education and Research, “Effectiveness of interventions for the release

and rehabilitation of bonded labourers in Pakistan”, p. 11.

54 ILO, “Application of international labour standards 2016 (I): report of the Committee of Experts on

the Application of Conventions and Recommendations”, p. 200.

55 Submission from Germany.

56 Submission from Australia.

GE.16-11363 15

V. Key drivers of debt bondage and challenges in relation to its full eradication

A. Drivers

Poverty, lack of decent work and barriers to education

39. Poverty is a key driver of debt bondage across the world. Bonded labourers are

frequently reported to live in situations of poverty that are sustained through generations.

They often do not own any assets and lack access to land, education, health care and/or

decent work opportunities. The majority are trapped in debt bondage because the only

source of credit they can obtain is from their employer or recruiter. Life events have been

identified as triggering the need for the loans that can lead to debt bondage; these may

include illness or accident, marriage, and death in the family. Loans are also commonly

needed for subsistence, and for investments such as home improvements.

40. People in debt bondage tend to have experienced a low level of access to education,

which frequently results in illiteracy and innumeracy. This leads to a lack of alternative

employment options and makes them vulnerable to exploitation from their employers.

Illiteracy and innumeracy allow employers or recruiters to manipulate loans, interest rates

and wages. Poor remuneration in previous employment is considered to be a major cause of

debt bondage, as workers are forced to take loans or advances to cover basic subsistence

needs.

Discrimination

41. Bonded labourers commonly belong to minority groups vulnerable to

discrimination, such as certain racial groups, women, indigenous people, people of “low”

caste and migrant workers. The discrimination suffered by these groups frequently prevents

them from accessing education, health care, clean water and credit. Furthermore, demands

from bonded labourers for fair treatment, or their resistance to exploitation, often cause

them to face social sanctions and boycotts that further restrict their possibility of

overcoming discrimination or of leaving the situation of bondage. The discrimination faced

by bonded labourers comes in some cases not only from society at large but also from other

members of the same minority groups.

42. Gender inequalities and discrimination make women vulnerable to bondage, as they

are often excluded from the labour market and consequently are involved in unskilled and

poorly paid jobs. Furthermore, discrimination against children belonging to minority groups

is a factor that limits their full access to education and thus increases their vulnerability to

exploitation. Many bonded labourers, including women and children, face multiple and

intersecting forms of discrimination, which significantly increases their vulnerability to

debt bondage and at the same time limits their opportunities for escaping such abuse.

Precarious labour migration

43. Precarious labour migration has been identified as a driver of debt bondage. Migrant

workers are also often vulnerable to exploitation because of barriers they face in accessing

the protections provided to nationals of the country to which they have migrated and

because of generalized social hostility towards foreigners. The choices made by migrants

about securing employment abroad are often based on misinformation and false promises

concerning conditions of employment in destination countries. A lack of financial literacy

can lead to a poor understanding of the loans taken out to pay fees, and a lack of

alternatives in their home countries can incentivize migrants to take out loans on which

extortionate rates of interest are charged. Furthermore, a lack of effective regulation of the

16 GE.16-11363

recruitment sector, unethical practices by unscrupulous recruiters, late payment or the

withholding of payment by employers, and exorbitant charges for services can worsen

situations of debt bondage.

B. Main challenges in eradicating debt bondage

44. Despite the efforts of various countries to eradicate and prevent debt bondage, there

are still challenges in implementing adequate measures in this regard, including:

(a) The lack of adequate enforcement of legislation on debt bondage and on

workers’ rights, and of other relevant legislation for the eradication of debt bondage, and in

some countries the non-existence of specific legislation on debt bondage;

(b) The lack of implementation or absence of legal measures that could prevent

reprisals against victims of debt bondage when the criminal law is being used to punish

perpetrators (e.g. a summary procedure in cases of debt bondage), particularly when victims

and perpetrators are part of the same community;

(c) The lack of regulatory frameworks and oversight in respect of recruitment

agencies or brokers that impose excessive recruitment fees or provide advances to migrant

workers leaving them indebted;

(d) The limited access to justice and to effective remedies, which is often linked

to the discrimination that bonded labourers suffer. Members of minority groups frequently

continue to encounter discrimination, harassment and violence when seeking to access the

justice system;

(e) The ineffectiveness or non-existence of adequate mechanisms to identify

bonded labourers, including the lack of ongoing identification programmes conducted in

the formal and informal sectors and the lack of particular methods for identifying bonded

labourers. Other challenges in this regard include the insufficient resources allocated for the

purposes of identification; the non-proactive attitude by officials to seeking out and finding

cases of debt bondage; the lack of data, which could be obtained through surveys to identify

the number of persons in debt bondage and the sectors where it is the most prevalent; and

the failure by the authorities to recognize new forms of debt bondage, such as seasonal debt

bondage;

(f) Deficiencies in providing protection and assistance to promote the recovery

and reintegration of bonded labourers, particularly as regards ensuring that bonded

labourers get an alternative means of earning a living under decent working conditions that

will prevent them from relapsing into bondage. Furthermore, challenges remain regarding

their access to recovery and reintegration programmes, particularly due to the fact that

persons in debt bondage often do not have legal documents and due to the lack of adequate

measures to ensure that such documents are obtained promptly;

(g) The absence of measures to specifically target the factors that cause or

facilitate debt bondage, such as poverty, illiteracy, lack of access to decent work, social

exclusion and discrimination. Also, the absence of measures to address cultural and

economic pressures in some countries (e.g. in relation to marriage) and to ensure access to

education, health and social security;

(h) Corruption, which has reduced the effectiveness of the identification, release

and recovery of bonded labourers in some countries where debt bondage is prevalent. In

some cases, the authorities are influenced by pressure from employers who occupy

powerful positions in the community or belong to social elites. In that context, when

employers are prosecuted they may be charged with infringing more lenient laws rather

than the laws on debt bondage.

GE.16-11363 17

VI. Developing an integrated, human rights-based approach to eradicating and preventing debt bondage

45. Debt bondage is a complex and multidimensional form of contemporary slavery that

impacts on individuals across the world. In order to be effective in eradicating and

preventing debt bondage, Governments must develop comprehensive and integrated

programmes of action based upon international human rights standards, as well as on the

views of those affected. Such approaches must be multifaceted and include legislative and

policy measures that are effective in eradicating debt bondage and preventing such abuse,

by decreasing individual vulnerability and further developing the legal and institutional

framework. The vision of the Special Rapporteur for such an integrated, human rights-

based approach is outlined below.

46. The enactment of laws that prohibit debt bondage and adequately punish

perpetrators is essential as a first step towards the eradication and prevention of this

phenomenon. Such laws need to be actively enforced, along with those that are relevant to

the prevention and eradication of debt bondage, including those related to regulation of

recruitment agencies, the right to organize and the payment of wages. The necessary

resources must be allocated to assure full implementation of the laws at all levels of

government. Effective administrative institutional structures and processes must be in place

to implement legislation on debt bondage. As part of such implementation efforts,

enforcement officials and other State officials should be sensitized and trained in regard to

relevant laws on debt bondage and the rights of victims.

47. Alongside such legislation, Governments should take all possible steps to prevent

and address discrimination, as a key preventative strategy against debt bondage. Anti-

discrimination legislation should be in place, and programmes that reduce vulnerability to

exploitation should be targeted to populations commonly affected by debt bondage. Within

such efforts, specific attention should be paid to removing barriers to access to education

among children from vulnerable groups. In addition, addressing gender inequalities in

society at large will help to reduce the number of women in debt bondage. Ensuring that

women are given the same opportunities as men and that they enjoy equal rights at work is

a key step in preventing them from becoming trapped in situations of debt bondage.

48. The labour inspection system must be resourced and trained in order to ensure

effective monitoring of the compliance with laws on debt bondage, as well as with other

relevant labour laws, for example those on forced labour, child labour, social security,

wages, working conditions, health and safety, unionization, collective bargaining and

equality. To that purpose, the labour inspection system should be provided with the

necessary resources to monitor both the formal and informal sectors. Regulation of the

labour market should also ensure that the rights to freedom of association and of peaceful

assembly, as well as the right to collective bargaining, are universally upheld.

49. Comprehensive national and/or regional surveys should be undertaken to identify

those in bonded labour, and should include disaggregated information on those affected, by

age, gender, nationality, caste or ethnic group, and to identify the industries in which debt

bondage is prevalent. The existence of detailed data is a necessary step for the development

of effective policies, systems and practices.

50. There should be no time gap between identification of persons in debt bondage and

their release on the one hand, and the start of the rehabilitation measures on the other.

Effective rehabilitation and reintegration measures need to be in place to prevent relapse

into debt bondage and need to be designed in consultation with released bonded labourers.

Rehabilitation measures need to ensure a sustainable livelihood for freed bonded labourers,

and access to rehabilitation needs to be provided. This requires the issuance of legal

18 GE.16-11363

documents such as identity cards and birth certificates, which will also enable them to

access social security and other government-run services. Children who are identified as

being in debt bondage must be ensured access to education in order to support their full

rehabilitation.

51. Interventions to support the empowerment of adults who are in debt bondage or who

are vulnerable to debt bondage are necessary, both for the individuals concerned and for

subsequent generations. Initiatives that ensure that bonded labourers have access to land,

such as land reform in rural areas, and fairer leasing arrangements; full, free and productive

employment and skill training; and affordable credit could promote the empowerment of

bonded labourers and prevent debt bondage. Furthermore, the implementation of projects

that facilitate access to regulated credit schemes, both for entrepreneurial purposes and for

personal needs, could prevent workers from becoming trapped in debt bondage.

52. In regard to migrant workers who are in debt bondage as a result of abusive

recruitment practices, a comprehensive programme of initiatives needs to be implemented

by States. This should include awareness-raising, training on safe migration, and capacity-

building, for prospective migrants, officials from local and central government, and civil

society organizations; the effective regulation of recruitment agencies and intermediaries;

and regional and international cooperation on the issue.

VII. Conclusions and recommendations

A. Conclusions

53. The practice of debt bondage is prevalent worldwide in numerous sectors of the

economy and particularly affects people belonging to minority groups, including

women, children, indigenous people, people of low caste and migrant workers.

Poverty, the lack of economic alternatives, illiteracy and the discrimination that

people from minority groups suffer leave them with no other option than to take a

loan or advance from employers or recruiters to meet basic needs, in exchange for

their work or the work of their families. People in debt bondage end up working for

no wages or wages below the minimum in order to repay the debts contracted or

advances received, even though the value of the work they carry out exceeds the

amount of their debts. Furthermore, bonded labourers are often subjected to different

forms of abuse, including long working hours, physical and psychological abuse, and

violence. Debt bondage is prevalent in many countries, due to a failure by many

Governments to implement effective legislation on debt bondage, including

deficiencies in the areas of identification, release, rehabilitation, and the prosecution

of offenders, and due to a lack of data on the prevalence of debt bondage, weak rule of

law, social exclusion and discrimination.

54. Under the due diligence standard, States have an obligation to exercise a

measure of care in preventing and responding to the acts of private individuals. More

specifically, they have a duty to protect people in debt bondage by means of adequate

procedures to identify them, to provide short-term and long-term rehabilitation that

prevents revictimizations, to enact legislation on debt bondage and to ensure that

victims have access to justice and remedies. Furthermore, States have an obligation to

prevent debt bondage through prevention of discrimination, regulation of wages,

enforcement of labour law and regulation of recruitment practices, and by protecting

persons in debt bondage against violations in the context of business activities.

55. A comprehensive, human rights-based approach to tackling debt bondage must

have at its centre the compliance of States with their obligations under international

GE.16-11363 19

law and the empowerment of freed bonded labourers and people vulnerable to debt

bondage. Recommendations on the implementation of such an approach are detailed

below.

B. Recommendations to Member States

Institutional and legal framework

Ratify all relevant international instruments prohibiting slavery and slavery-

like practices and other relevant international instruments pertaining to the

eradication of debt bondage, including the Protocol of 2014 to the Forced

Labour Convention, 1930 (No. 29). States should align their national legislation

with these international standards, in order to adequately criminalize debt

bondage and provide adequate penalties for violations.

Ensure that debt bondage is prohibited as a specific crime within national legal

frameworks with adequate penalties for violations. Debt bondage should be

included as a stand-alone violation that is treated separately from related

phenomena such as forced labour or trafficking.

In addition, ensure that the relevant legislative provisions declare null and void

all debt contracted during any period during which a person was held in debt

bondage.

Establish and/or update comprehensive national action plans for the

eradication of contemporary forms of slavery including debt bondage. The

national action plans should outline measures to prevent and eradicate debt

bondage, and ensure the protection of persons released from debt bondage.

Provide training and sensitize law enforcement and labour officials at the

national and local levels on the identification of persons in debt bondage and on

the implementation of legislation on debt bondage if it exists and other relevant

labour laws to tackle debt bondage. States should ensure the enforcement of

legislation on debt bondage and other relevant laws to tackle debt bondage, and

should ensure that these apply to all workers and all sectors of the economy.

Sensitize the competent authorities on the effective identification of victims of

debt bondage, including by developing specific guidelines and procedures and

implementing human rights-based training.

Invest in the capacity and knowledge of the labour inspectorate in order to

detect and tackle cases of debt bondage. Ensure that the inspectorate covers all

sectors impacted by debt bondage, including those within the informal sector.

Ensure that robust anti-discrimination legislation is in place to protect groups

that can become vulnerable to debt bondage because of multiple and

intersecting forms of discrimination.

Ensure that legislation is in place that regulates the payment of wages, and that

such provisions are in alignment with obligations under the ILO Social Policy

(Basic Aims and Standards) Convention, 1962 (No. 117).

Poverty reduction, the right to education and access to decent work

opportunities.

In the context of implementation of the Sustainable Development Goals,

continue and expand targeted poverty reduction programmes that reduce the

vulnerability of the individual to debt bondage.

20 GE.16-11363

Ensure basic social security guarantees in order to reduce vulnerability to debt

bondage.

Take all possible steps to ensure that all members of the population can fulfil

their right to education.

Ensure effective regulation of private sector organizations in line with the

Guiding Principles on Business and Human Rights.

Invest in programmes that facilitate peoples access to decent work

opportunities, in order to ensure that they have economic alternatives to debt

bondage.

Ensure full respect of the rights to freedom of association and of peaceful

assembly, as well as the right to collective bargaining, to support decent work

and the ability of bonded labourers to advocate for their rights.

Prevention and elimination of discrimination.

As stated above, ensure that legislation is in place to protect from

discrimination those who are vulnerable to bonded labour in order to prevent

situations of exploitation.

Undertake public-awareness-raising campaigns to challenge stigma and

prejudices towards groups vulnerable to debt bondage, and sensitize

populations to the rights of such people.

Implement human rights-based training on the prevention and elimination of

all forms of discrimination across State institutions.

Integrate provisions designed to prevent stigma and prejudice against

populations vulnerable to debt bondage, within all educational curricula.

Victims of debt bondage should be ensured equal access to justice and access to

effective remedies. States should ensure that persons in debt bondage who seek

to access the judicial system do not encounter discriminatory attitudes and/or

policies which impede access to their rights under law.

Remove any forms of discrimination that negatively impact on the rights of

certain groups, including girls, indigenous peoples and migrant children, to an

education.

Protect migrant workers.

As outlined above, invest in the development of economic alternatives to reduce

the push factors that drive individuals into migration that can lead to

exploitative labour.

Develop a comprehensive system of regulation of recruitment practices in

relation to migrant workers that includes the banning of recruitment fees and

the issuing of licences to recruiters and other related intermediaries.

Origin and destination countries should work together to ensure the effective

monitoring of the situation of migrant workers and that adequate protection

systems are in place.

Identification, data collection, assistance and rehabilitation.

Undertake national and/or regional surveys to identify victims of debt bondage;

these should include disaggregated information on those affected, by age,

gender, nationality, caste and ethnic group, as well as information about the

industries in which debt bondage is prevalent. Such surveys should cover

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remote areas and informal workplaces. Data collected from such surveys

should be used as the basis for the development of effective legislation, policy

and programmes.

Within the design of such surveys, provisions should be included to provide

immediate assistance to identified bonded labourers. The steps taken must

ensure the safety of labourers and protect them from any threats or reprisals

from employers.

Put in place comprehensive programmes that allow identified bonded labourers

to be able to access the support that they need to fulfil their right to

rehabilitation.

Ensure that bonded labourers are fully consulted about the development of

assistance and rehabilitation programmes.

As part of such efforts, issue identity cards to former bonded labourers to

ensure that they can access social security assistance and Government services.

When children are identified as bonded labourers, ensure that they are able to

reaccess education and that specific provisions are in place to support their

reintegration.

Ensure that those who have been subjected to debt bondage are able to access

decent work opportunities to support their rehabilitation.

Access to justice and redress.

Take all necessary effective measures to ensure appropriate and effective

remedies for victims of debt bondage, as established under the Universal

Declaration of Human Rights, the International Covenant on Civil and Political

Rights and the Protocol of 2014 to the Forced Labour Convention, 1930 (No.

29).

Train members of the judiciary on legal provisions relating to debt bondage

and the rights of victims, in order to ensure the effective enforcement of

legislation.

Take all possible steps to establish effective rule of law, in particular by

building the capacity of the judiciary to ensure that relevant laws are properly

and consistently enforced.

Develop victim protection mechanisms to protect former bonded labourers in

the context of judicial proceedings.

Undertake multifaceted sensitization programmes targeted at bonded

labourers and at risk populations to ensure that they are aware of their rights

and of avenues of remedy for violations.

Ensure that penal and administrative sanctions are applied to all those involved

in perpetrating debt bondage and that all victims are able to access redress for

harm suffered, including adequate compensation.