Original HRC document

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Document Type: Final Report

Date: 2017 Feb

Session: 34th Regular Session (2017 Feb)

Agenda Item: Item3: Promotion and protection of all human rights, civil, political, economic, social and cultural rights, including the right to development

GE.17-02239(E)



Human Rights Council Thirty-fourth session

27 February-24 March 2017

Agenda item 3

Promotion and protection of all human rights, civil,

political, economic, social and cultural rights,

including the right to development

Report of the Special Rapporteur on torture and other cruel, inhuman or degrading treatment or punishment*

Note by the Secretariat

The Secretariat has the honour to transmit to the Human Rights Council the report of

the Special Rapporteur on torture and other cruel, inhuman or degrading treatment or

punishment, Nils Melzer, pursuant to Council resolution 25/13.

In his report, the Special Rapporteur gives an overview of the activities of the

mandate during the reporting cycle, including the country visits carried out by the former

Special Rapporteur, Juan Méndez, up to the end of his tenure on 31 October 2016. The

incumbent Special Rapporteur, who took up his appointment on 1 November, outlines his

working methods, his thematic priorities and his vision for a meaningful anti-torture

advocacy, in close cooperation with existing mechanisms.

* The present document was submitted late to reflect most recent developments.

United Nations A/HRC/34/54

Report of the Special Rapporteur on torture and other cruel, inhuman or degrading treatment or punishment

Contents

Page

I. Introduction ................................................................................................................................... 3

II. Activities relating to the mandate .................................................................................................. 3

III. Methodology of the Special Rapporteur........................................................................................ 4

IV. Thematic priorities ........................................................................................................................ 6

A. Reaffirmation, clarification, promotion and development of normative standards ............... 6

B. Torture and other cruel, inhuman or degrading treatment or punishment in police custody

and pretrial detention ............................................................................................................ 8

C. Migration-related torture and ill-treatment ........................................................................... 9

D. Extra-custodial use of force .................................................................................................. 10

E. Torture and ill-treatment by non-State actors ....................................................................... 11

V. Conclusions ................................................................................................................................... 12

I. Introduction

1. The present report has been prepared pursuant to Human Rights Council resolution

25/13. In an addendum (A/HRC/34/54/Add.3), the Special Rapporteur, who took up his

post on 1 November 2016, presents observations made by his predecessor on cases sent to

Governments between 1 December 2015 and 31 August 2016.

II. Activities relating to the mandate

1. Activities carried out by the former mandate holder

2. From 25 January to 3 February 2016, the Special Rapporteur conducted a fact-

finding visit to Mauritania. His findings are presented as an addendum to the present report

(A/HRC/34/54/Add.1).

3. From 29 April to 7 May, the Special Rapporteur conducted a joint fact-finding visit

to Sri Lanka with the Special Rapporteur on the independence of judges and lawyers. The

visit provided a unique opportunity to examine the steps taken towards the implementation

of Human Rights Council resolution 30/1 on promoting reconciliation, accountability and

human rights in Sri Lanka. His findings are presented as an addendum to the present report

(A/HRC/34/54/Add.2).

4. The former Special Rapporteur regretted that his requests for follow-up visits to

Mexico and Morocco were not granted. He was unable to conduct a full-fledged follow-up

visit to Kyrgyzstan, owing to time constraints. His follow-up report on Mexico is presented

as an addendum to the present report (A/HRC/34/54/Add.4).

2. Activities carried out by the current mandate holder

5. On 7 and 8 November 2016, the Special Rapporteur held a series of meetings in

Geneva with a view to increasing cooperation and synergies with existing United Nations

anti-torture mechanisms from the outset of his tenure. He met with staff of the Office of the

United Nations High Commissioner for Human Rights (OHCHR) supporting the

Subcommittee on Prevention of Torture and Other Cruel, Inhuman or Degrading Treatment

or Punishment and the United Nations Voluntary Fund for Victims of Torture. He also

participated in a private plenary meeting with members of the Committee against Torture.

The Special Rapporteur met with representatives of permanent missions in Geneva and held

a consultation with a large group of Geneva-based civil society organizations active in the

fight against torture.

6. On 17 November, the Special Rapporteur participated in the event marking the tenth

anniversary of the adoption of the Optional Protocol to the Convention against Torture and

Other Cruel, Inhuman or Degrading Treatment or Punishment, held in Geneva. He

delivered a statement on the triangular relationships between the Optional Protocol,

national preventive mechanisms and his mandate.

7. On 24 November, the Special Rapporteur gave a keynote address at the thirtieth

anniversary forum of the World Organisation Against Torture, held in Geneva, giving

particular emphasis to the vital role of local anti-torture organizations in the fight against

torture.

8. From 28 November to 2 December, the Special Rapporteur conducted his first fact-

finding visit, to Turkey. He expresses his sincere appreciation to the Government of Turkey

for the invitation and for the excellent cooperation extended to him and his team throughout

the mission. At the end of his official visit, the Special Rapporteur welcomed the

authorities’ unequivocal commitment to a zero-tolerance policy on torture, but also

expressed concern about the significant disconnect between policy and reality. Most

notably, he observed that the sweeping security measures taken by the Government in

response to the failed coup d’état of 15 July seemed to have resulted in a general sense of

intimidation and distrust among many segments of the population, which prevented not

only detained persons and their families but also lawyers and doctors and other members of

civil society from initiating or participating in any procedure that might be perceived —

rightly or wrongly — as opposing or criticizing the Government and its officials, including

complaints of or investigations into allegations of torture or other forms of ill-treatment.

9. The Special Rapporteur also observed that some recently adopted legislation and

statutory decrees had created an environment conducive to torture and other forms of ill-

treatment. These included the extension of the period of custody without judicial review to

30 days, the extension of the period without access to a lawyer to five days, the denial of

confidential exchange between inmates suspected of terrorist crimes and their lawyers, and

the introduction of — albeit overturnable — immunity from criminal prosecution for forces

conducting counter-terrorist operations in the south-east.

10. In view of the various concurrent crises in the country, the Special Rapporteur

expressed his sincere solidarity with all segments of the population of Turkey and fully

recognized the Government’s right to protect its citizens and institutions through

extraordinary measures. However, he also reminded the authorities that expedient access to

lawyers and judicial review were indispensable for the prevention of torture and other

forms of ill-treatment. He therefore appealed to the Government to publicly reinforce its

zero-tolerance policy on torture and, in particular, to unequivocally make clear to State

officials at all levels that they were expected and, indeed, obliged to report and investigate

all allegations of torture and to bring perpetrators to justice.

11. The preliminary observations on the visit can be consulted on the OHCHR website;1

a full report will be presented to the Human Rights Council at its thirty-seventh session.

III. Methodology of the Special Rapporteur

12. The Special Rapporteur wishes to express his sincere acknowledgement of and

gratitude for the outstanding work accomplished by his predecessors since the

establishment of the mandate in 1985. Throughout his tenure, he intends to consolidate and

build on their achievements, pursuant to Human Rights Council resolution 25/13 and in

accordance with the Code of Conduct for Special Procedures Mandate-holders of the

Human Rights Council and the Manual of Operations of the Special Procedures of the

Human Rights Council. The Special Rapporteur acknowledges that the mandate is part of a

wider system, and wishes to continue to work in close cooperation with the Committee

against Torture, the Subcommittee on Prevention of Torture, the United Nations Voluntary

Fund for Victims of Torture and other special procedure mandate holders as well as with

regional anti-torture mechanisms, States and civil society actors. He intends to ensure that

the synergies between the guardians of the protection against torture are not only preserved

but, if possible, developed even further.

13. In the course of the past three decades, the mandate has contributed significantly to

the steady development, expansion and consolidation of an impressive institutional and

normative anti-torture framework. This includes, most notably, the growth of a tightly knit

treaty-based system including the Convention against Torture and Other Cruel, Inhuman or

1 See www.ohchr.org/en/NewsEvents/Pages/DisplayNews.aspx?NewsID=20976&LangID=E.

Degrading Treatment or Punishment and the Committee against Torture, the Optional

Protocol to the Convention and the Subcommittee, national preventive mechanisms in

various countries as well as the United Nations Voluntary Fund for Victims of Torture. It

also includes the development of standard-setting instruments such as the revised United

Nations Standard Minimum Rules for the Treatment of Prisoners (the Nelson Mandela

Rules), the United Nations Rules for the Treatment of Women Prisoners and Non-custodial

Measures for Women Offenders (the Bangkok Rules), the Manual on Effective

Investigation and Documentation of Torture and Other Cruel, Inhuman, or Degrading

Treatment or Punishment (the Istanbul Protocol), the Code of Conduct for Law

Enforcement Officials, the Basic Principles on the Use of Force and Firearms by Law

Enforcement Officials and the International Code of Conduct for Private Security Service

Providers. It further includes the establishment of a plethora of courageous, competent and

effective civil society organizations and, not least, an incessant stream of judicial decisions

and resolutions adopted by universal and regional bodies unequivocally condemning any

form of torture and other cruel, inhuman or degrading treatment or punishment.

14. At the same time, the Special Rapporteur cannot ignore a troubling discrepancy

between, on the one hand, the professed consensus opinions, solemn declarations and

commitments made by States at the diplomatic level and, on the other hand, the

disillusioning reality of millions of victims of torture and other cruel, inhuman or degrading

treatment or punishment. Despite more than three decades of dedicated work of the

mandate and countless other international, governmental and non-governmental

stakeholders, torture and other cruel, inhuman or degrading treatment or punishment are

still rampant in most, if not all, parts of the world. The Special Rapporteur observes with

alarm that, since the turn of the century, the rise of transnational terrorism, organized crime

and other actual or perceived threats has given way to an increasing tolerance of violent

political narratives and popular beliefs that not only trivialize torture and other cruel,

inhuman or degrading treatment or punishment, but even promote and incite their use in the

name of national security and the fight against terrorism.

15. The Special Rapporteur feels compelled to recall that today, after a century marked

by two world wars and some of the most outrageous atrocities in human history, thousands

of prisoners, war victims, migrants and other vulnerable men, women and children are still

being abused, exploited, murdered or simply left to die every day in a no man’s land of

indifference; that there are still States openly practising or advocating interrogation

methods based on the infliction of excruciating pain and anguish and on the irreparable

destruction of human beings; that there are still Governments finding no fault in sacrificing

justice for political convenience by choosing not to prosecute officials suspected or known

to have resorted to, ordered, justified or enabled the use of torture and other cruel, inhuman

or degrading treatment or punishment; and that a growing number of States are refusing to

subject their citizens to international criminal jurisdiction even for the most barbarous of

international crimes.

16. In the view of the Special Rapporteur, the absolute prohibition of torture and other

cruel, inhuman or degrading treatment or punishment may well constitute the most

fundamental achievement of mankind, and any tolerance, complacency or acquiescence in

such practices, however exceptional and well argued, will inevitably lead down a slippery

slope towards complete arbitrariness and brute force, a disgrace for all of humanity. During

his tenure, therefore, the primary focus of the Special Rapporteur will be to unequivocally

reaffirm the absolute and universal prohibition of all, and any, forms of torture and other

cruel, inhuman or degrading treatment or punishment; to further clarify the contours and

meaning of these terms in the light of the evolving challenges marking the contemporary

international environment; and to call on State and non-State actors alike to renounce, and

to prevent impunity for, any such practices. The Special Rapporteur intends to complement

these efforts with reports on certain thematic focus areas relevant to the mandate, some of

which are outlined below.

17. In carrying out his mandate, the Special Rapporteur will always endeavour to engage

in an open, respectful and constructive dialogue with States and other international,

regional and non-governmental stakeholders and aim to gain a consolidated understanding

of all relevant perspectives, concerns and challenges before drawing any conclusions or

trying to identify the most suitable manner of action.

IV. Thematic priorities

A. Reaffirmation, clarification, promotion and development of normative

standards

1. Reaffirming the absolute nature of the prohibition of torture and other cruel,

inhuman or degrading treatment or punishment

18. The absolute prohibition of torture and other cruel, inhuman or degrading treatment

or punishment is a core principle of international law. The legal framework around this

subject matter is one of the most developed in international human rights law, and the

particular atrocity of torture is reflected in the distinct position its prohibition takes in

international law. Acts of torture and other ill-treatment are not only prohibited as a matter

of universal and regional treaty law, but the prohibition is also a norm of customary

international law and is considered to have the rare status of a peremptory norm of

international law (jus cogens).

19. The prohibition of torture is absolute and non-derogable, meaning that “no

exceptional circumstances whatsoever, whether a state of war or a threat of war, internal

political instability or any other public emergency, may be invoked as a justification of

torture”.2 The prohibition of torture must not be limited or balanced against any other right

or concern, and States are not permitted to derogate from their obligations even in times of

emergency or armed conflict (see A/HRC/13/39/Add.5, paras. 41-42). Likewise, the

prohibition of cruel, inhuman or degrading treatment or punishment is considered to be

non-derogable and, therefore, must be observed in all circumstances.3 The gravity of torture

also finds expression in the attendant obligations on States to adopt effective legislative,

administrative, judicial and/or other measures to prevent acts of torture or other ill-

treatment in any territory under their jurisdiction,4 the obligation to criminalize acts of

torture,5 and the customary international law obligation to investigate, prosecute and punish

all acts of torture and other ill-treatment as codified, inter alia, in the Convention.6

20. While the legal framework around torture is uniquely developed, the Special

Rapporteur is of the view that certain terms relating to the prohibition of torture that are

relied upon require reaffirmation and clarification. For example, while the Convention

expressly defines torture in its article 1 (1), no such definition exists of “other cruel,

2 Convention against Torture, art. 2 (2).

3 Committee against Torture, general comment No. 2 (2008) on the implementation of article 2, paras.

3 and 6.

4 Convention against Torture, arts. 2 (1) and 16. See also Human Rights Committee, general comment

No. 20 (1992) on the prohibition of torture or other cruel, inhuman or degrading treatment or

punishment, para. 8.

5 Convention against Torture, art. 4.

6 Ibid., art. 12.

inhuman or degrading treatment or punishment” as a whole, or of its separate elements. A

former Special Rapporteur has argued that “the distinguishing factor is not the intensity of

the suffering inflicted, but rather the purpose of the conduct, the intention of the perpetrator

and the powerlessness of the victim” (see A/HRC/13/39, para. 60). Thus, based on the work

undertaken by his predecessors, the Special Rapporteur will aim to further illuminate and

interpret the exact parameters and obligations surrounding the absolute prohibition of

torture. With a view to contributing to the doctrine on the prohibition of cruel, inhuman or

degrading treatment or punishment, the Special Rapporteur will also endeavour to further

clarify the criteria and thresholds rendering a particular treatment or punishment “cruel”,

“inhuman” or “degrading”. In doing so, the Special Rapporteur will aim to ensure that the

protection space offered to victims of torture and other ill-treatment remains adequate in the

light of the fast-evolving challenges marking the contemporary international environment.

2. Promoting treaty participation and soft law standards

21. In all his endeavours, the Special Rapporteur will promote adherence to, and

ratification of, core relevant human rights treaties. At the same time, the Special Rapporteur

will also promote so-called soft-law standards such as, but not limited to, the Nelson

Mandela Rules, the Body of Principles for the Protection of all Persons under Any Form of

Detention or Imprisonment, the Bangkok Rules, the United Nations Standard Minimum

Rules for the Administration of Juvenile Justice (Beijing Rules), the United Nations Rules

for the Protection of Juveniles Deprived of their Liberty, the Code of Conduct for Law

Enforcement Officials, the Basic Principles on the Use of Force and Firearms by Law

Enforcement Officials and other relevant instruments. Ultimately, the Special Rapporteur

will prioritize results-based pragmatism rather than formalism without, however,

compromising on applicable norms, terms and standards. Therefore, the primary focus of

the Special Rapporteur will not necessarily be to achieve universal ratification of relevant

treaties, but rather to advocate for the implementation, in actual practice, of norms,

procedures and mechanisms for the effective prevention of torture or other cruel, inhuman

or degrading treatment or punishment.

3. Strengthening the Istanbul Protocol

22. The Istanbul Protocol is the first set of international guidelines for the forensic

investigation and documentation of torture. It sets standards and procedures for the

assessment of persons who allege to have been subjected to torture and other forms of ill-

treatment, for investigation of alleged torture cases and for reporting such findings to the

judiciary and other investigative bodies.

23. The Istanbul Protocol was developed in the span of three years of analysis, research

and drafting undertaken by more than 75 forensic physicians, psychologists, human rights

monitors and lawyers representing 40 organizations and institutions from 15 countries. It

became an official United Nations publication in 1999.

24. The Istanbul Protocol is a uniquely and fundamentally important tool for the

prevention of torture and other ill-treatment around the world. Discussions have started in

recent years about how to strengthen and enhance the Protocol to better support torture

victims’ pursuit of justice.

25. An initial stocktaking and risk-assessment process was thus launched in 2016 by

several civil society organizations that have been working with the Istanbul Protocol in

practice. The Special Rapporteur on torture, as one of the four core United Nations

mechanisms dedicated to eradicating torture, will actively contribute to this review process

in the coming years. The stocktaking exercise aims to assess the current global experience

with using and implementing the Istanbul Protocol and to identify obstacles and

possibilities for strengthening its use.

B. Torture and other cruel, inhuman or degrading treatment or

punishment in police custody and pretrial detention

1. Promoting non-coercive interviewing practices

26. Law enforcement officers and officials from other investigative bodies are obliged to

respect and protect the inherent dignity and physical and mental integrity of all persons,

including suspects, witnesses and victims. Nevertheless, the use of torture, other ill-

treatment, coercion and intimidation against persons in custody and during interviews

continues unabated in most if not all regions of the world. This is so not only despite the

universal and absolute prohibition of such practices, but also despite scientific and

historical evidence that abusive and coercive techniques elicit unreliable information and

have adverse operational, institutional and public safety consequences.

27. The Special Rapporteur welcomes the proposal put forward by his predecessor in his

last report to the General Assembly (A/71/298) in which he advocated for the development

of universal guidelines for investigative interviewing practices. These would be grounded

in fundamental principles of international human rights law and would identify a set of

standards for non-coercive interviewing methods and procedural safeguards that ought, as a

matter of law and policy, to be applied at a minimum to all interviews by law enforcement

officials, military and intelligence personnel and other bodies with investigative mandates.

28. The Special Rapporteur proposed that the first step in the development of universal

guidelines on investigative interviewing would be to hold a broad public consultation. In

parallel, OHCHR was tasked by the Human Rights Council, in its resolution 31/31, to

organize an intersessional seminar to exchange national experiences and best practices on

the implementation of effective safeguards to prevent torture and other ill-treatment during

police custody.

29. The Special Rapporteur intends to take the work of his predecessor a step further

and commits to contribute actively, in consultation and cooperation with other stakeholders,

to the development of universal guidelines on investigative interviewing.

2. Conditions of treatment and detention

30. International law requires that States guarantee the effective protection of persons at

risk of torture and ill-treatment, in particular persons deprived of their liberty who are under

the complete control of the detaining authorities.7 Indeed, arrest and deprivation of liberty

are inherently associated with a risk of intimidation, torture and other ill-treatment,8 and

experience shows that this risk is especially high in the very early stages of custody and

detention. At times, initial police custody or remand detention is extended beyond the

legally permissible period, thus making the detained individual particularly vulnerable to

abuse. Moreover, while the physical and psychological conditions of detention in police

custody may be acceptable for periods up to 48 hours, they often are completely inadequate

for housing persons for any longer periods.

31. Procedural safeguards have been developed to counter the risk of torture and other

cruel, inhuman or degrading treatment or punishment, and their implementation is key to

eradicating such abuse in practice (see A/HRC/13/39/Add.5, para. 81). Among the most

basic but important safeguards is the immediate and adequate registration of any arrest and

7 Committee against Torture, General comment No. 2, para. 13; Human Rights Committee, general

comment No. 20, paras. 10-11.

8 European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or

Punishment, 12th General Report, 3 September 2002, para. 33.

detention, as well as the prohibition on holding anyone in unofficial places of detention.

Other guarantees include the detainees’ right to have prompt access to independent legal

counsel and medical assistance and to have their families notified of their arrest. In

addition, each individual has the right to challenge the legality of his/her detention and

treatment before an independent court. 9 There must be formal procedures by which a

detainee is informed of his/her rights, so as to enable him/her to enjoy those rights.

32. The Special Rapporteur is interested in conducting a global survey on how States

implement such safeguards. He will actively cooperate with Governments during his tenure

to identify challenges and best practices and to encourage States to live up to their

obligations to fully implement relevant safeguards in order to make detainees’ rights a

reality rather than an aspiration.

C. Migration-related torture and ill-treatment

33. Conflicts, violence, persecution, poverty and food insecurity are driving

unprecedented waves of people to cross international borders in a desperate search for

safety. According to the Office of the United Nations High Commissioner for Refugees, in

2015 alone, 65.3 million individuals were forcibly displaced worldwide, the largest number

since the Second World War.10

34. This rise in the number of forced displacements is paralleled by a growing and

worrying tendency around the world to criminalize irregular migration, to deter applications

for asylum and to detain people on the move. In this context, refugees, asylum seekers and

other irregular migrants have become more vulnerable to human rights violations, including

torture and other cruel, inhuman or degrading treatment or punishment.

35. In this context, the Special Rapporteur intends to look with a renewed degree of

scrutiny into the particular risks of torture and other cruel, inhuman or degrading treatment

or punishment faced by irregular migrants in today’s world. He will do so keeping in mind

the New York Declaration for Refugees and Migrants, adopted by the General Assembly on

19 September 2016, in which States committed to protect the human rights of all refugees

and migrants.

1. Detention of migrants and refugees

36. Of particular interest to the Special Rapporteur’s mandate will be the use by many, if

not all, Governments of detention as a migration management tool in arrival, transit and

removal centres. During his fact-finding visits, the Special Rapporteur intends to visit

places where irregular migrants are held with a view to ensuring that they are not subjected

to treatment and conditions of detention amounting to torture or other cruel, inhuman or

degrading treatment or punishment. The Special Rapporteur is of the view that monitoring

both official and de facto places of detention where irregular migrants are held would be

instrumental for assisting authorities in addressing possible cases of abuse and improving

the conditions of life of this population.

2. Non-refoulement

37. The Special Rapporteur will also closely monitor the conditions under which some

irregular migrants, including asylum seekers and refugees, are being returned to their

9 Committee against Torture, general comment No. 2, para. 13; Human Rights Committee, general

comment No. 20, para. 11.

10 See www.unhcr.org/576408cd7.pdf.

countries of origin or relocated to countries of transit under readmission agreements

negotiated with countries that may have committed gross human rights violations, including

torture. In doing so, the Special Rapporteur will advocate for the full application of article 3

of the Convention, which provides that no State party shall expel, return (“refouler”) or

extradite a person to another State where there are substantial grounds for believing that

he/she would be in danger of being subjected to torture, and that for the purpose of

determining whether there are such grounds, the competent authorities shall take into

account all relevant considerations including, where applicable, the existence in the State

concerned of a consistent pattern of gross, flagrant or mass violations of human rights.

38. The Special Rapporteur fully endorses the long-standing jurisprudence and doctrine

stating that the absolute prohibition against refoulement contained in the Convention

against Torture is stronger than that found in refugee law under article 33 of the 1951

Convention relating to the Status of Refugees. This absolute prohibition means that persons

may not be returned even when they may not otherwise qualify for refugee status under the

1951 Convention or domestic law. Accordingly, non-refoulement under the Convention

against Torture must be assessed independently of refugee or asylee status determinations,

so as to ensure that the fundamental right to be free from torture or other ill-treatment is

respected even in cases where non-refoulement under refugee law may be circumscribed.11

39. Finally, the Special Rapporteur is also interested in researching how to better assist

States in preventing and investigating acts of torture and other ill-treatment suffered by

refugees, asylum seekers and other irregular migrants at the hands of non-State actors such

as traffickers and smugglers.

40. The Special Rapporteur intends to contribute to the ongoing reflection on the links

between forced migration and torture. To this end, he hopes to conduct consultations with

relevant stakeholders with a view to preparing a thematic report addressing the specific

issue of torture and ill-treatment faced by migrants and refugees. Through this report, the

Special Rapporteur hopes to contribute to the overall efforts of the international community

towards the adoption of a global compact for safe, orderly and regular migration by 2018.

D. Extra-custodial use of force

41. In the past, the attention of the mandate has focused predominantly on fighting the

use of torture and other cruel, inhuman or degrading treatment or punishment against

persons deprived of their liberty. It has not yet systematically examined the extent to which

the use of force by law enforcement officers and other officials outside the context of

detention (so-called extra-custodial use of force) can come within the purview of the

mandate. The question is particularly relevant where State officials resort to unnecessary,

disproportionate or otherwise excessive force without, however, directly infringing the right

to life. While it is clear that States must be in a position to use all appropriate means,

including necessary and proportionate force, with a view to maintaining public security and

law and order, experience shows that it is precisely in situations where force is used in

insufficiently controlled environments that the risk of arbitrariness and abuse is highest.

42. The Special Rapporteur therefore aims to clarify how terms such as “torture”,

“cruel”, “inhuman” and “degrading” should be interpreted within the context of extra-

custodial use of force, particularly in view of potential justifications such as law

enforcement, crowd control, or self-defence or defence of others. He will also examine how

this subject area interrelates with the protection of other fundamental rights such as, most

11 Human Rights Committee, general comment No. 20, para. 9. See also paragraph 7 of General

Assembly resolution 70/146 and Human Rights Council resolution 16/23.

notably, the right of peaceful assembly, freedom of expression and the right to life. Further,

the Special Rapporteur plans to examine the extent to which the use of certain types of

weapons, riot control devices or other means and methods of law enforcement would have

to be considered intrinsically cruel, inhuman or degrading in the light of their immediate to

long-term consequences.

43. In interpreting the relevant legal provisions, the Special Rapporteur will be guided,

among other sources, by State practice, international jurisprudence and two soft law

instruments widely recognized to reflect generally recognized conditions and modalities

governing the use of force by law enforcement officials: the Code of Conduct for Law

Enforcement Officials and the Basic Principles on the Use of Force and Firearms by Law

Enforcement Officials. The Special Rapporteur intends to conduct his thematic work in this

area based on consultations and expert meetings with relevant stakeholders and experts, and

building on earlier analyses by other special procedure mandate holders who explored

similar issues.12

E. Torture and ill-treatment by non-State actors

44. So far, steps taken by the mandate to combat torture have focused almost entirely on

States as potential perpetrators. Yet organized armed groups, private military and security

contractors, mercenaries, foreign fighters and other non-State actors are increasingly

engaged in conduct that adversely interferes with human rights, including the prohibition of

torture and other cruel, inhuman or degrading treatment or punishment. For the absolute

and non-derogable prohibition of torture and other cruel, inhuman or degrading treatment or

punishment to retain its practical relevance, however, it must also provide for practical

protection against violations on the part of non-State actors.

45. This focus area raises questions of the due diligence of States as well as, to a certain

extent, of the direct obligations of non-State actors as far as the absolute prohibition of

torture and other cruel, inhuman or degrading treatment or punishment is concerned. It

should be recalled that, although non-State actors are not directly bound by human rights

treaties, there are other treaty provisions prohibiting torture and other cruel, inhuman or

degrading treatment or punishment that may be directly binding on them. Most notably,

under international humanitarian law, both States and non-State actors are absolutely

prohibited from resorting to torture and other cruel, inhuman or degrading treatment or

punishment for reasons related to an armed conflict. Moreover, any person resorting to

torture or other cruel, inhuman or degrading treatment or punishment amounting to a war

crime, a crime against humanity, or even genocide is subject to prosecution under

international criminal law. Arguably, the universal prohibition of torture and other cruel,

inhuman or degrading treatment or punishment can also be based on a general principle of

law, namely what the International Court of Justice referred to as “elementary

considerations of humanity”. According to article 38 of the Statute of the International

Court of Justice, such general principles of law constitute an independent source of

international law along with treaties and custom.

46. As far as the due diligence of territorial States is concerned, the Special Rapporteur

is of the view that the exercise of control by an organized armed group as de facto authority

over the population of a State does not deprive the people living in this territory of their

rights.13 States therefore have a due diligence obligation to protect individuals under their

jurisdiction from cruel, inhuman or degrading treatment or punishment on the part of non-

12 As contained, for example, in documents A/66/330, A/HRC/17/28, A/HRC/26/36 and A/HRC/31/66.

13 Human Rights Committee, general comment No. 26 (1997) on the continuity of obligations.

State actors. Thus, even where armed groups have brought part of the national territory

under their control, Governments are not absolved from doing everything feasible in the

circumstances to protect their citizens from torture and ill-treatment.

47. In addition, an increasing number of States delegate part of their law enforcement,

intelligence and military operations to private military or security companies. Outsourced

tasks and functions may range from the protection of specific persons, objects and

infrastructure to running facilities for the processing of asylum seekers or even entire

detention facilities for criminal suspects and convicts, and may even include the use of

force. In this environment, allegations of individual contractors’ involvement in serious

human rights violations — including participation in torture and other cruel, inhuman or

degrading treatment or punishment — continue to emerge. It is therefore important to recall

that States cannot absolve themselves from international legal responsibility for acts of

torture and other cruel, inhuman or degrading treatment or punishment carried out by

private military or security contractors operating on their behalf.

48. In sum, the Special Rapporteur is of the view that international law must protect

every human being from torture and other cruel, inhuman or degrading treatment or

punishment, whoever the perpetrators may be. Throughout his tenure, the Special

Rapporteur will therefore aim to contribute to closing the protection gap for victims of

torture and other cruel, inhuman or degrading treatment or punishment at the hands of non-

State actors, including by advocating for the mutual reinforcement of human rights and

international humanitarian law obligations. In carrying out his mandate, the Special

Rapporteur is also willing to explore, to the extent appropriate and practicable, the benefits

of engaging in a direct dialogue with non-State actors, including de facto authorities, other

armed groups and private companies, to achieve a positive impact on the ground. The

Special Rapporteur will also endeavour to further contribute to the ongoing discussions on

holding non-State actors accountable for human rights violations, including for acts of

torture and other cruel, inhuman or degrading treatment or punishment.

V. Conclusions

49. The Special Rapporteur on torture and other cruel, inhuman or degrading

treatment or punishment sincerely thanks the Human Rights Council for the

confidence in him demonstrated by his nomination. He is aware of the great

responsibility of his office and is fully committed to carrying it out to the best of his

ability and for the benefit of humanity as a whole.

50. The Special Rapporteur acknowledges that the mandate is part of a wider

system and looks forward to working in close cooperation with the Committee against

Torture, the Subcommittee on Prevention of Torture, the United Nations Voluntary

Fund for Victims of Torture, other special procedure mandate holders, regional anti-

torture mechanisms, States and civil society actors.

51. The Special Rapporteur also wishes to salute the outstanding work

accomplished by his predecessors since the establishment of the mandate in 1985. He

intends to consolidate and build on their achievements throughout his tenure.

52. At the same time, the Special Rapporteur cannot ignore that, despite more than

three decades of dedicated work of the mandate and countless other international,

governmental and non-governmental stakeholders, torture and other cruel, inhuman

or degrading treatment or punishment are still rampant in most, if not all, parts of the

world. In particular, the Special Rapporteur observes with alarm that, since the turn

of the century, the rise of transnational terrorism, organized crime and other actual or

perceived threats has given way to an increasing tolerance for violent political

narratives and popular beliefs that not only trivialize torture and other cruel,

inhuman or degrading treatment or punishment but even promote and incite their use

in the name of national security and the fight against terrorism.

53. Therefore, the first priority of the Special Rapporteur will be to unequivocally

reaffirm the absolute and universal prohibition of all, and any, forms of torture and

other cruel, inhuman or degrading treatment or punishment, to further clarify the

contours and meaning of these terms in the light of the evolving challenges marking

the contemporary international environment, and to call on States and non-State

actors alike to renounce, and to prevent impunity for, any such practice.

54. Throughout his tenure, the Special Rapporteur intends to continue some of the

thematic work streams initiated by his predecessors, such as the envisaged protocol on

non-coercive interviewing and other issues arising in the area of police custody and

pretrial detention. Furthermore, the Special Rapporteur will also endeavour to widen

the protection space for victims of torture and other cruel, inhuman or degrading

treatment or punishment. To that end, he intends to take up a number of issues that

have not yet received systematic attention from the international community, such as

torture and other cruel, inhuman or degrading treatment or punishment occurring in

relation to forced migration, in extra-custodial settings and at the hands of non-State

actors.

55. The Special Rapporteur is of the firm view that there is no better deterrent to

torture than a strong national will to combat and prevent such abhorrent abuse. In

addition to visiting places of detention, therefore, the Special Rapporteur will use the

opportunity of fact-finding visits to encourage States to take effective legislative,

administrative and judicial measures to prevent torture. In particular, wherever

necessary, the Special Rapporteur will call upon States to ratify the Convention

against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment

and the Optional Protocol thereto and to establish independent and professional

national preventive mechanisms.

56. In carrying out his mandate, the Special Rapporteur will always endeavour to

engage in an open, respectful and constructive dialogue with States and other

international, regional and non-governmental stakeholders, and aim to gain mutual

trust and consolidated understanding of all relevant perspectives, concerns and

challenges before drawing any conclusions or trying to identify the most suitable

manner of action.

57. The Special Rapporteur considers it an absolute priority of the mandate to

continue transmitting urgent appeals to States with regard to individuals reported to

be at risk of torture, as well as communications on past alleged cases of torture.

However, having recently taken up his functions, the Special Rapporteur notes with

serious concern that the resources allocated to the mandate are not sufficient to

respond to the ever-growing number of urgent requests for intervention on behalf of

individuals. The Special Rapporteur therefore appeals to the Human Rights Council,

as well as to its members individually, to take every possible measure to allow the

Special Rapporteur to carry out the mandate effectively.